Notice
26 Feb 2025
compliance, sec, regulations, financial services, credit rating, nrsro
📊Compliance Requirements for NRSROs Under Rule 17g-4
The Securities and Exchange Commission (SEC) seeks comments on an information collection under the Paperwork Reduction Act regarding Rule 17g-4. This rule mandates that nationally recognized statistical rating organizations maintain policies to prevent the inappropriate dissemination of nonpublic information, impacting their operations and compliance efforts in the financial sector.
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