Notice
1 Aug 2025
compliance, sec, regulation, risk management, financial institutions, identity theft, cost burden
🛡️SEC Regulation S-ID
The Securities and Exchange Commission (SEC) has issued a notice regarding Regulation S-ID, which mandates SEC-regulated entities to implement identity theft prevention programs. The regulation focuses on protecting investors from identity theft risks and details the associated information collection requirements, including policies, training, and reporting obligations for financial institutions and creditors.
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