Notice 29 Sep 2025 equity interests, securities regulation, investor rights, memx, corporate governance

⚖️Proposed Rule Change in MEMX LLC Affects Equity Ownership Rights

The Securities and Exchange Commission announces the proposed amendment to the Eighth Amended and Restated Limited Liability Company Agreement of MEMX Holdings LLC. This amendment reflects updates to member rights concerning equity interests and aims to enhance the administration of the company's governance documents, while clarifying existing provisions to ensure transparency and consistency.

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Notice 23 Sep 2025 municipal advisory, corporate governance, financial services, regulatory compliance, sec

📉SEC Plans to Cancel Municipal Advisor Registration for Melio & Company

The SEC announces its intention to cancel the registration of Melio & Company, LLC as a municipal advisor due to failure to meet ongoing reporting and registration requirements. Interested parties may request a hearing before cancellation is finalized. This highlights the importance of compliance with SEC regulations for municipal advisors.

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Notice 22 Sep 2025 cryptocurrency, financial services, small business, corporate governance, regulations, compliance, sec

📈SEC's Regulatory Flexibility Agenda

The Securities and Exchange Commission is publishing the Chairman's agenda of rulemaking actions pursuant to the Regulatory Flexibility Act ("RFA") (Pub. L. 96-354, 94 Stat. 1164) (Sept. 19, 1980). The items listed in the Regulatory Flexibility Agenda for Spring 2025 reflect only the priorities of the Chairman of the U.S. Securities and Exchange Commission, and do not necessarily reflect the views and priorities of any individual Commissioner. Information in the agenda was accurate on June 27, 2025, the date on which the Commission's staff completed compilation of the data. To the extent possible, rulemaking actions by the Commission since that date have been reflected in the agenda. The Commission invites questions and public comment on the agenda and on the individual agenda entries. The Commission is now printing in the Federal Register, along with our preamble, only those agenda entries for which we have indicated that preparation of an RFA analysis is required. The Commission's complete RFA agenda will be available online at www.reginfo.gov.

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Notice 15 Sep 2025 nyse, closed-end funds, investment companies, corporate governance, sec

📊SEC Proposed Rule Change for Closed-End Funds and Shareholder Meetings

The SEC is evaluating a proposed rule change from the NYSE to exempt newly-listed closed-end funds from the requirement to hold annual shareholder meetings, stirring discussions on corporate governance and shareholder rights. The proposal reflects significant regulatory considerations about investor protections and the accountability of fund managers.

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Notice 8 Sep 2025 neighborhood reinvestment, financial reporting, grant opportunities, corporate governance, executive session, public meetings

📈Sunshine Act Meeting by Neighborhood Reinvestment Corporation

The Neighborhood Reinvestment Corporation's upcoming Sunshine Act meeting will address various agenda items including the appointment of a temporary Board Chair, discussions on financial reports, and action items related to grant approvals and strategic plans. Portions of the meeting will be closed to the public, particularly during executive session discussions.

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Notice 5 Sep 2025 securities exchange commission, us business, corporate governance, regulatory compliance, sec

📈SEC Notice on Information Collection Under Rule 14f-1 Review

The SEC has submitted a request for extension regarding the information collection under Rule 14f-1, which mandates disclosures about changes in majority directors for companies involved in certain securities transactions. This regulatory process allows for public comments and involves potential burdens on affected businesses.

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Notice 5 Sep 2025 shareholder meetings, bzx exchange, closed-end funds, corporate governance, regulation, investment companies, sec

📈Proposed Rule Change for Closed-End Companies on Annual Meetings

The SEC is evaluating a proposed rule change by Cboe BZX Exchange to exempt closed-end management investment companies from the requirement to hold annual shareholder meetings. This proposal aims to reduce operational costs and facilitate capital formation, sparking discussions about investor rights and governance practices in the sector.

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Notice 3 Sep 2025 compliance, nyse, securities regulation, corporate governance, financial obligations

💰NYSE American Rule Change on Compliance Fees Impacting Companies

The SEC has approved a rule allowing NYSE American not to review compliance plans from listed companies with unpaid fees, initiating delisting procedures if fees are not settled. This change is aimed at ensuring companies meet their financial obligations before being considered for compliance evaluation.

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Notice 25 Aug 2025 sec, regulatory compliance, enforcement actions, closed meeting, corporate governance

🔍SEC Closed Meeting Announcement and Business Implications

The Securities and Exchange Commission (SEC) announces a closed meeting scheduled to consider various matters, including settling injunctive actions and administrative proceedings. The meeting will take place remotely and is closed to the public, with attendance limited to Commission staff and legal counsel. Important updates regarding the agenda will be provided on the SEC website if there are any changes.

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Notice 25 Jul 2025 sec, nyse arca, financial regulation, etf, corporate governance, crypto index

📈SEC Approves NYSE Arca Rule Change for Bitwise Crypto ETF

The SEC has granted accelerated approval for NYSE Arca to list and trade shares of the Bitwise 10 Crypto Index ETF. This proposal amends existing rules to enhance the definition and governance of Trust Units, potentially expanding investment in digital assets while ensuring investor protections remain in place.

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