📈Proposed Rule Change to Amend Short Term Options Program
The Securities and Exchange Commission published a notice regarding an amendment to the Short Term Option Series Program, allowing for the listing of up to two Monday and Wednesday expirations for qualifying individual stocks and Exchange-Traded Fund Shares. This change aims to enhance trading flexibility and investor options in the options market.
Learn More⚡Energy Regulatory Filings and Their Business Impact Overview
The Department of Energy's notice includes multiple corporate filings from electric companies seeking authorization under various regulatory frameworks. It provides key details on applicants, filing dates, and comment periods, facilitating public participation in the regulatory process. The document also emphasizes the necessity for compliance with filings, which may affect market operations for energy producers.
Learn More📄Proposed Rule 14f-1 Change Requires New Director Information
The SEC is proposing a revision to Rule 14f-1 regarding the information that issuers must provide when directors are elected outside of a security holders' meeting. This follows the Paperwork Reduction Act, aiming to streamline the information collection process related to director nominations. Comments are invited to enhance the effectiveness and clarity of this information request.
Learn More🏦Regulatory Notice on Bank Holding Company Acquisitions and Mergers
This notice from the Federal Reserve System details applications for bank holding companies to acquire other banks and assets. It invites public comments on these applications and outlines the regulatory framework governing such mergers and acquisitions under the Bank Holding Company Act. Interested parties are encouraged to review and submit their views regarding the applications presented.
Learn More📉Withdrawal of Built-In Gain and Loss Regulations
This document withdraws two notices of proposed rulemaking containing proposed regulations on the treatment of built-in items of income, gain, deduction, and loss taken into account by a loss corporation after an ownership change. The proposed regulations would have affected corporations that experience an ownership change under section 382(h) of the Internal Revenue Code (Code).
Learn More🔍Proposed Rule Change by NYSE Texas on SBSEFs and Corporate Amendments
The Securities and Exchange Commission has announced the proposed rule change by NYSE Texas to amend the certificates of incorporation for the Intercontinental Exchange, Inc. and its holdings. Key changes involve limitations on ownership and voting in relation to registered security-based swap execution facilities, alongside updates to address and non-substantive alterations to corporate documents.
Learn More📈NYSE Notice of Filing for SBSEF Regulatory Amendments
The Securities and Exchange Commission has published a notice regarding proposed amendments to the Certificate of Incorporation for Intercontinental Exchange, Inc. and its holdings, aimed at ensuring compliance with regulations regarding security-based swap execution facilities. The changes also include an update of the registered office in Delaware and conforming provisions related to stockholder voting and ownership limits.
Learn More📈Proposed Rule Change for NYSE Arca and Intercontinental Exchange
This regulatory notice outlines a proposed rule change by NYSE Arca to amend the corporate charters of Intercontinental Exchange, Inc. and its Holdings. The changes primarily address regulations surrounding security-based swap execution facilities, update Delaware office registration information, and introduce non-substantive amendments to the charter documents to ensure compliance with applicable laws, enhancing corporate governance and operational alignment.
Learn More📈NYSE American Proposes Changes to Intercontinental Exchange Rules
The NYSE American seeks to amend the incorporation certificates of Intercontinental Exchange, Inc. and its holdings to comply with new regulations for security-based swap execution facilities, including adjustments to voting and ownership limitations. The proposal includes aligning operational procedures with federal standards and updating the registered office location in Delaware.
Learn More⚖️NRC Guidance on Criminal Enforcement Referrals for Businesses
This notice describes the U.S. Nuclear Regulatory Commission's (NRC's) plans to address criminally liable regulatory offenses under the recent Executive Order (E.O.) on "Fighting Overcriminalization in Federal Regulations."
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