Notice 8 Apr 2025 enforcement, litigation, sec, regulatory compliance, corporate governance, financial implications, business meetings

🔒SEC Sunshine Act Meeting Notice

The SEC announces a closed meeting under the Sunshine Act to discuss critical matters involving litigation, enforcement actions, and administrative proceedings. Attendees will include commissioners and legal counsel, with significant implications for businesses involved in ongoing compliance and regulatory matters. Changes to the agenda may occur based on evolving Commission priorities.

Learn More
Notice 2 Apr 2025 compliance, federal reserve, acquisitions, financial services, bank control, regulation y, corporate governance

🏦Change in Bank Control Notices and Acquisitions of Shares

The Federal Reserve System issued a notice regarding applications under the Change in Bank Control Act for acquiring shares of banks or bank holding companies. The public can inspect application details, express views, and provide comments, which are subject to public disclosure.

Learn More
Notice 31 Mar 2025 farm credit, insurance, public meetings, corporate governance, financial reports

🏦FCSIC Board of Directors Meeting Notice and Financial Reports

Notice of the forthcoming regular meeting of the Board of Directors of the Farm Credit System Insurance Corporation (FCSIC), is hereby given in accordance with the provisions of the Bylaws of the FCSIC.

Learn More
Proposed Rule 14 Mar 2025 regulatory compliance, banking, financial institutions, fdic, corporate governance

🏦FDIC Withdraws Proposed Banking Regulations Affecting Corporations

The Federal Deposit Insurance Corporation (FDIC) is withdrawing notices of proposed rulemaking relating to brokered deposit restrictions, corporate governance and risk management, and the Change in Bank Control Act. If the FDIC decides to pursue future regulatory action in any of these areas, it will issue a new proposed rule.

Learn More
Notice 10 Mar 2025 compliance, regulation, banking, federal reserve, acquisitions, corporate governance

🏦Change in Bank Control Notices for Business Acquisitions Overview

The Federal Reserve System issued a notice regarding applications under the Change in Bank Control Act for acquiring shares of banks or bank holding companies. The public can comment on these applications, which will be subject to disclosure, impacting potential investors and stakeholders in the banking sector.

Learn More
Notice 6 Mar 2025 compliance, corporate governance, nyse, securities, regulation, finance

📈NYSE Chicago's Proposed Rule Change for Corporate Structure

NYSE Chicago, Inc. filed to repeal its Certificate of Incorporation and adopt a new Certificate of Formation as part of a conversion to a Texas corporation. The changes also include amendments to bylaws, rules, and fee schedules to align with this transition. The proposal has been designated for immediate effectiveness, with the SEC inviting public comment.

Learn More
Notice 24 Feb 2025 compliance, sec, regulation, enforcement actions, legal proceedings, business ethics, corporate governance

⚖️SEC Sunshine Act Meeting

The SEC scheduled a closed meeting to discuss significant matters including injunctive actions, administrative proceedings, and litigation claims. Attendance will be restricted to select officials and staff, with implications for businesses involved in such matters. Updates will be published on their website if schedule changes occur, emphasizing the importance of regulatory awareness for corporations.

Learn More
Compliance, Regulatory 22 Jan 2025 business compliance, federal trade commission, corporate governance, clayton act, interlocking directorates

⚖️FTC Updates Jurisdictional Thresholds for Clayton Act Compliance

The Federal Trade Commission announces the revised thresholds for interlocking directorates required by the 1990 amendment of section 8 of the Clayton Act.

Learn More
Compliance, Financial Regulation 16 Jan 2025 taxes, employee remuneration, corporate governance, irs, publicly held corporations, reporting and recordkeeping requirements, income taxes

💰Proposed IRS Regulations on Employee Remuneration Deductions

This document sets forth proposed regulations under section 162(m) of the Internal Revenue Code, which limits the deduction for certain employee remuneration in excess of $1,000,000 for Federal income tax purposes. These proposed regulations implement the amendments made to section 162(m) by the American Rescue Plan Act of 2021. These proposed regulations would affect publicly held corporations.

Learn More