Notice
19 Feb 2025
compliance, sec, trading, regulation, securities, consolidated audit trail
📊SEC Proposes Amendment to Consolidated Audit Trail Reporting
The SEC issued a notice regarding a proposed amendment to the National Market System Plan governing the Consolidated Audit Trail. This amendment pertains to the reporting of verbal activity and aims to enhance transparency and regulatory compliance among participating exchanges and financial institutions. The Commission has extended the review period for the amendment to ensure thorough consideration.
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