Notice
29 Aug 2025
sec, regulatory compliance, financial services, options clearing corporation, clearing member agreement
📄SEC Notice on Proposed Amendments to Clearing Member Agreement
The Securities and Exchange Commission announces the immediate effectiveness of a proposed rule change by The Options Clearing Corporation concerning the Clearing Member Agreement. The amendment removes the requirement for an Officer's Certificate, enhancing the application process for clearing membership by accommodating diverse corporate governance practices, ultimately streamlining administrative procedures.
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