Notice 17 Jul 2025 sec, regulation, financial compliance, investment companies, cboe bzx

📈SEC Extends Decision Period on Investment Company Rule Change

The SEC published a notice regarding a proposed rule change by Cboe BZX Exchange that aims to exempt certain closed-end management investment companies from the annual meeting of shareholders requirement. A decision by the SEC will be made by September 4, 2025, allowing for sufficient time to review the rule and comments.

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Notice 14 Jul 2025 sec, securities, rule change, financial regulation, etf, cboe bzx

📈SEC Extends Decision Period for Proposed Canary Staked TRX ETF Rule Change

The SEC has announced an extended period for reviewing the proposed rule change by Cboe BZX Exchange to list and trade shares of the Canary Staked TRX ETF. This extension allows for further consideration of the implications and any issues raised in the proposal, impacting stakeholders in the financial markets.

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Notice 9 Jul 2025 market participants, securities regulation, financial fees, cboe bzx, cat funding

💼Cboe BZX CAT Funding Fees Impact for Industry Members in 2025

The Cboe BZX Exchange proposes a rule change to implement fees for Industry Members associated with the operational costs of the Consolidated Audit Trail (CAT) from July to December 2025. The fees are intended to cover reasonably budgeted costs essential for maintaining the CAT, impacting market participants significantly.

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Notice 23 Jun 2025 sec, regulatory compliance, proposed rule change, etf, cboe bzx, solana

📈SEC Considers Proposed Rule for Franklin Solana ETF Listing

The SEC has initiated proceedings to evaluate a proposed rule change from Cboe BZX Exchange to list and trade shares of the Franklin Solana ETF. This includes an analysis of compliance and investor protection implications, as the ETF seeks to reflect the performance of the Solana digital asset, SOL. Stakeholder comments are invited to address various regulatory concerns.

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Notice 6 Jun 2025 sec, trading, regulation, securities, investment, bitcoin, cboe bzx, ethereum

💰Proposed Rule Change for VanEck Bitcoin and Ethereum Trusts

The SEC is assessing a proposed rule change from Cboe BZX Exchange to amend listing rules for the VanEck Bitcoin and Ethereum Trusts, allowing in-kind creations and redemptions. This proposal aims to enhance the trading mechanics and operational efficiency of trust shares while addressing legal and policy issues. The Commission is encouraging public comments on this proposal.

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Notice 4 Jun 2025 market data, regulation, financial services, securities exchange commission, cboe bzx, cost reduction, retail brokers

📉Cboe BZX Introduces Program for Small Retail Brokers with Fee Waivers

Cboe BZX Exchange proposes a rule change to establish a Small Retail Broker Hosted Solutions Program, aiming to enhance data accessibility for retail investors. The initiative includes fee waivers for hosting brokers and external subscribers, promoting collaboration within the sector. This aims to foster competitiveness and broaden market access, potentially benefiting smaller firms and their investors.

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Notice 30 May 2025 sec, financial compliance, securities regulation, cboe bzx, order routing

📈Cboe BZX Exchange Proposed Rule Change Notice

The Cboe BZX Exchange has filed a notice for proposed rule changes to amend existing rules regarding data source disclosure and primary listing markets. These updates aim to improve transparency and clarity for market participants, aligning exchange rules with recent corporate name changes, while ensuring compliance with regulatory standards set by the Securities and Exchange Commission.

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Notice 29 May 2025 sec, securities regulation, cboe bzx, trading compliance, market makers, derivative securities

📈Cboe BZX Exchange Notice on Market Maker Rule Change

The Securities and Exchange Commission has announced a longer review period for a proposed rule change from Cboe BZX Exchange, designed to modify requirements for registered Market Makers associated with Derivative Securities. The notice reflects ongoing consideration of the complexities involved in the proposed amendments, which may impact trading practices within the industry.

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Notice 29 May 2025 sec, regulation, finance, etf, cryptocurrency, cboe bzx, ethereum

📈SEC Proposes Rule Change for 21Shares Core Ethereum ETF Staking

The Securities and Exchange Commission is considering a proposed rule change by Cboe BZX Exchange to amend listing rules for the 21Shares Core Ethereum ETF, allowing ether staking. The Commission invites public comments on the change, which raises legal and policy considerations.

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Notice 29 May 2025 sec, regulation, securities, investment, cryptocurrency, cboe bzx, xrp

📈SEC Considers Listing Shares of Canary XRP Trust on Cboe BZX

The Securities and Exchange Commission is evaluating a proposed rule change to allow the listing and trading of shares of the Canary XRP Trust. This proposal aims to track the performance of the digital asset XRP, raising various legal and policy considerations regarding investor protection and market integrity. Public comments are encouraged as part of the review process.

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