Notice 29 Sep 2025 securities, regulation, trading, early trading session, bzx exchange, cboe, etp, ipo

📈Cboe BZX Proposes Early Trading for ETP IPO Securities

The Cboe BZX Exchange has proposed a rule change to allow exchange-traded products (ETPs) eligible for initial public offerings (IPOs) to begin trading in the Early Trading Session. This change aims to enhance trading flexibility and liquidity, offering issuers the option to commence trading at 4

Learn More
Notice 26 Sep 2025 risk management, cboe, hedging strategies, options trading, regulatory changes

📈Proposed Rule Changes for Cboe Magnificent 10 Index Options

The notice addresses a proposed rule change by the Cboe Exchange aimed at introducing p.m.-settled options for the Cboe Magnificent 10 Index. This includes adjustments to existing rules to enhance trading flexibility and expand expiration dates, effectively providing market participants with new strategies for managing investment risks and optimizing portfolio performance.

Learn More
Notice 25 Sep 2025 index options, options trading, market-making, cboe, financial regulation

📈Proposed Rule Change for Cboe Magnificent 10 Index Options Trading

The Securities and Exchange Commission issued a notice regarding Cboe Exchange's filing to add options on the Cboe Magnificent 10 Index and update Market-Maker appointment tiers. This change aims to enhance transparency around index options, fostering a more open market.

Learn More
Notice 25 Sep 2025 exchanges, financial services, securities regulation, compliance, cboe, background checks

🕵️‍♂️Cboe Proposes Rule Change for Fingerprint-Based Background Checks

Cboe Exchange, Inc. proposes to amend Rule 7.10 to align with Section 17(f)(2) of the Securities Exchange Act, updating the requirements for fingerprint-based background checks on its personnel and contractors. The change seeks to enhance security by formalizing screening processes while excluding certain contractor classifications from existing fingerprint mandates.

Learn More
Notice 24 Sep 2025 cboe, securities, trading, complex orders, market data, financial regulation

📈Cboe BZX Exchange Proposes New Complex Order Market Data Feeds

The Cboe BZX Exchange proposes new market data products, including Complex Order Feeds, to enhance trading information for market participants. These feeds will offer real-time data on the Complex Order Book, promoting informed investment decisions and reflecting the Exchange's compliance with securities regulations. Comments from interested parties are being solicited.

Learn More
Notice 22 Sep 2025 regulation, trading, financial services, cboe, bitcoin, options

📈Cboe Regulatory Notice

The Securities and Exchange Commission has approved a proposed rule change from Cboe Exchange to introduce p.m.-settled options on the Cboe Bitcoin U.S. ETF Index and Mini-Cboe Bitcoin U.S. ETF Index. This includes various expiration options, enhancing flexibility for market participants and encouraging broader engagement in these financial instruments.

Learn More
Notice 18 Sep 2025 regulation, cboe, exchange, securities, trading, commodity-based trust shares

📈Amendments to Rule on Commodity-Based Trust Shares

The SEC has proposed amendments to Rule 14.11(e)(4) to facilitate the generic listing and trading of Commodity-Based Trust Shares. This regulatory update aims to enhance market access and promote investor protection by establishing clear listing standards and ensuring market transparency. The proposed changes clarify the eligibility criteria and compliance obligations, potentially reshaping the trading landscape for business owners involved in financial securities.

Learn More
Notice 17 Sep 2025 administrative fees, market makers, cboe, exchanges, trading fees, securities regulation

📊Cboe EDGX Proposes New Administrative Fee Impacting Traders

The Cboe EDGX Exchange has filed a proposed rule change to amend its fee schedule by introducing an administrative fee aimed at offsetting costs related to its Marketing Fee program. The fee, set at 0.45% of total monthly funds collected, raises concerns about potential impacts on trading costs and competitive dynamics in the options market.

Learn More
Notice 11 Sep 2025 financial regulation, seii, etf, cboe, cryptocurrency, sec, bzx

📈Proposed Cboe BZX Rule Change for Canary Staked SEI ETF

Cboe BZX Exchange has filed a proposed rule change to list and trade shares of the Canary Staked SEI ETF, governed under Commodity-Based Trust Shares regulations. The proposal includes stipulations for regulatory compliance, trading operations, and investor protections, aiming to enhance market access and investor safety in SEI trading.

Learn More
Notice 10 Sep 2025 securities exchange, market data, regulation, small retail brokers, cboe

📈New Hosted Solutions Program for Small Retail Brokers Announced

The Cboe BYX Exchange proposes a new Small Retail Broker Hosted Solutions Program, updating eligibility for existing data feed distribution programs. Aimed at enhancing accessibility to market data for retail brokers, it includes significant fee adjustments, enabling small broker-dealers to better serve their clients through hosted solutions and competitive pricing.

Learn More