Notice 11 Jul 2025 sec, securities, cat fees, financial regulation, audit trail, industry members

💰SEC Proposed CAT Fees 2025-2 Impact on Industry Members

The SEC has published a notice regarding the proposed CAT Fee 2025-2, which aims to establish fees to cover costs for the National Market System plan governing the Consolidated Audit Trail. This fee implementation will require compliance from Industry Members within the securities sector for effective operation and cost recovery.

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Notice 9 Jul 2025 regulatory compliance, securities, financial services, cat fees, market structure

💰Proposed Rule Change on Fees for Industry Members Related to CAT

The SEC published a notice regarding a proposed rule change by the Long-Term Stock Exchange, Inc., aiming to establish fees for Industry Members associated with the Consolidated Audit Trail (CAT) for the latter half of 2025. This notice invites public comments and details the regulatory framework surrounding CAT costs and fee structures.

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Notice 8 Jul 2025 compliance, finance, securities regulation, cat fees, consolidated audit trail, industry members

💰FINRA's Proposed Rule Change

The SEC publishes a notice detailing FINRA's proposed fee changes for Industry Members related to the Consolidated Audit Trail system. The amendment introduces CAT Fee 2025-2, which aims to cover reasonably budgeted costs for the CAT, impacting transactions carried out by various financial entities.

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Compliance, Financial Regulation 16 Jan 2025 compliance, options trading, securities regulation, cat fees, miami international securities exchange
Compliance, Financial Regulation 6 Jan 2025 compliance, financial services, cboe, securities regulation, cat fees
Regulatory Compliance, Financial Impact 6 Jan 2025 regulatory compliance, cboe, financial implications, cat fees, securities exchange commission