📈Impact of Proposed CAT Fee 2025 on Industry Members
The Securities and Exchange Commission announces the proposed rule change to establish CAT Fees for Industry Members, effective from July 1, 2025. This measure is intended to fund the budgeted costs associated with maintaining the Consolidated Audit Trail, significantly influencing the cost structure within the securities industry and requiring Industry Members to adjust their financial strategies accordingly.
Learn More💰New CAT Fee 2025-2 Impacting Industry Members Announced by NYSE
The NYSE has filed a proposed rule change to implement CAT Fee 2025-2, which establishes fees related to the costs of the Consolidated Audit Trail for the second half of 2025. This initiative aims to recover budgeted expenses associated with the operation and compliance of the CAT system, impacting industry members and transaction costs.
Learn More💰Implementation of CAT Fee 2025-2 by Miami International Securities Exchange
The Securities and Exchange Commission has published a notice regarding the filing of a proposed rule change by Miami International Securities Exchange to implement CAT Fee 2025-2. This fee is intended to cover the costs of maintaining the Consolidated Audit Trail, aiming to recover expenses incurred in the operational and regulatory frameworks for the period from July to December 2025.
Learn More💸FINRA Proposes CAT Cost Recovery Fee 2025-2 Impacting Industry Members
FINRA's notice announces a proposed rule change to implement the Prospective CAT Cost Recovery Fee 2025-2, designed to recover budgeted costs for the consolidated audit trail system from industry members. This fee is structured based on transaction volumes and is integral for fulfilling the regulatory requirements and maintaining financial accountability within the National Market System Plan.
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