📈FINRA Rule Changes for Business Development Companies and IPO Access
The notice discusses the SEC's approval of FINRA's proposed rule change allowing specific business development companies (BDCs) to access new issues without traditional restrictions. The change aims to facilitate investment diversification and enhance capital formation while maintaining investor protections inherent in the Investment Company Act.
Learn More📊SEC Seeks Feedback for Small Business Capital Formation Initiative
The SEC is requesting comments on an information collection aimed at improving its outreach to small businesses and investors. This effort focuses on understanding demographic insights and challenges in capital formation. Feedback will refine the Office’s educational materials and initiatives to better serve small businesses in the financial landscape.
Learn More📊SEC Seeks Feedback for Small Business Capital Formation Initiative
The SEC's Office of the Advocate for Small Business Capital Formation is soliciting feedback to enhance its outreach and support for small businesses. This effort focuses on demographic data, challenges faced by businesses, and improving communication materials to better serve the small business ecosystem.
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