Notice
1 Aug 2025
compliance, regulation, securities, investment, canadian retirement accounts, us financial services
📈Analysis of SEC Rule 7d-2 Affecting Canadian Retirement Accounts
The SEC is soliciting comments on Rule 7d-2, which allows Canadian retirement accounts to invest in securities without U.S. registration. The rule facilitates better financial management for Canadian-U.S. Participants, enabling them to adjust investments tax-efficiently and comply with U.S. regulations regarding foreign funds.
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Notice
24 Apr 2025
canadian retirement accounts, international investment, rule 237, regulatory compliance, sec
📈SEC Notice on Proposed Extension of Rule 237 for Canadian Accounts
The SEC is seeking comments on the proposed extension of Rule 237, which allows Canadian-U.S. Participants to manage their Canadian retirement accounts without U.S. securities registration. This initiative aims to ease the burden for foreign issuers and facilitate investment opportunities while ensuring compliance with regulatory standards. Written comments on the proposal are encouraged.
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