Notice
27 Feb 2025
securities laws, legal, regulation, business governance, compliance, sec
⚖️SEC Notice on Reporting Evidence of Material Violations
The Securities and Exchange Commission seeks comments on the reinstatement of an information collection requirement for attorneys regarding material violations by issuers. This involves compliance protocols, potentially impacting governance procedures and the ethical conduct of legal professionals within the securities field.
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Regulatory Compliance, Records Management
14 Jan 2025
federal regulations, agency schedules, records management, business governance, regulatory compliance
📑Notice on Records Schedules and Comment Procedure for Businesses
The National Archives and Records Administration (NARA) publishes notice of certain Federal agency requests for records disposition authority (records schedules). We publish notice in the Federal Register and on regulations.gov for records schedules in which agencies propose to dispose of records they no longer need to conduct agency business. We invite public comments on such records schedules.
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