Notice 26 Aug 2025 sec, regulation, investment company act, co-investment, business development companies

🏦SEC Notice on Co-Investment for Business Development Companies

The SEC has issued a notice regarding the application from ISQ OpenInfra Income Fund and associated firms, seeking an order that would allow certain business development companies to co-invest in portfolio companies. This application aims to address joint transactions that are currently prohibited under the Investment Company Act of 1940, requiring potential authorization from the SEC.

Learn More
Notice 11 Aug 2025 co-investment, investment company act, financial regulation, business development companies, sec

💼SEC Notice on Partners Group Private Equity Co-Investment Approval

This notice from the SEC pertains to an application by Partners Group Private Equity and related companies seeking an order to permit joint transactions among business development companies and affiliated investment entities, allowing for strategic co-investment opportunities in portfolio companies.

Learn More
Notice 6 Aug 2025 investment, sec, securities, co-investment, business development companies, regulation

💼SEC Notice on Joint Transactions for Investment Companies

The SEC issued a notice regarding an application from Fortress Private Lending Fund and related entities to allow joint transactions among business development companies and affiliated investment entities, seeking regulatory relief from prohibitions on certain co-investments. Interested parties may request a hearing to contest the application or seek further information.

Learn More
Notice 4 Aug 2025 sec, regulation, investment, financial services, co-investment, business development companies

⚖️SEC Notice on Co-Investment Relief for Business Development Companies

The SEC issued a notice regarding an application from Gemcorp Commodities Alternative Products Fund and related entities to allow limited co-investments among business development companies and other investment entities. This order would enable joint ventures that are typically restricted under current investment regulations, potentially enhancing investment opportunities for the involved parties.

Learn More
Notice 1 Aug 2025 compliance, sec, securities, investment, business development companies

📈SEC Notice on Joint Investment Transactions for Invesco Funds

The SEC issued a notice regarding a request from Invesco Dynamic Credit Opportunity Fund and others for an order to allow certain business development companies and closed-end management investment firms to co-invest in portfolio companies. The notice outlines the application for relief from specific investment restrictions under the Investment Company Act of 1940.

Learn More
Notice 25 Jul 2025 sec, regulation, investment, co-investment, business development companies

📈SEC Notice on Joint Transaction Application for BDCs

The SEC announces an application by Audax Credit BDC Inc. and affiliated companies for an order allowing co-investment in portfolio companies despite standard prohibitions. The notice outlines the process for public participation through hearing requests and presents important compliance considerations for affected investment entities.

Learn More
Notice 18 Jul 2025 sec, investment company act, co-investment, business development companies, joint transactions

💼SEC Notice on Co-Investment for Business Development Companies

The Securities and Exchange Commission released a notice regarding an application from Ellington Credit Company and affiliates. The application seeks an order to allow certain business development companies and investment firms to co-invest in portfolio companies, potentially altering the landscape for joint transactions under the Investment Company Act.

Learn More
Notice 15 Jul 2025 sec, regulations, investment, financial services, co-investment, business development companies

📈SEC Notice on Co-Investment Opportunity for Investment Companies

The SEC issued a notice regarding First Trust and other applicants seeking approval for co-investment in portfolio companies, potentially enabling joint transactions among investment companies. This notice outlines the procedural aspects and application details as required under the Investment Company Act of 1940, emphasizing compliance and regulatory requirements for involved parties.

Learn More
Notice 14 Jul 2025 sec, regulatory compliance, finance, securities, investment, business development companies

📈SEC Notice on Silver Point Specialty Credit Fund Exemption Application

The SEC has issued a notice regarding an application by Silver Point Specialty Credit Fund Management for an exemption under the Investment Company Act. This exemption would allow closed-end investment companies to issue various classes of shares with differing sales loads and fees, enhancing their financing options. Hearing requests on the application are open until August 4, 2025.

Learn More
Notice 11 Jul 2025 sec, regulations, securities, investment companies, co-investment, business development companies

🤝SEC Notice on Co-Investment Order for Nuveen Churchill Corp

The SEC issued a notice regarding an application from Nuveen Churchill Direct Lending Corp. and related companies for an order permitting co-investment in portfolio companies. The application aims to allow specific business development companies and closed-end investment firms to collaborate, potentially leading to broader investment strategies and enhanced financial growth opportunities.

Learn More