Notice
16 Jul 2025
sec, regulatory compliance, financial services, security-based swaps, law, burden hours
📄SEC's Proposed Rule 194 Impacts Security-Based Swap Dealers
The SEC is soliciting comments regarding the proposed collection of information under Rule of Practice 194, which governs applications for statutory disqualifications among security-based swap dealers. The notice outlines the required process and burden hours for compliance, reflecting on the anticipated low volume of applications and notices.
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