Proposed Rule 30 May 2025 compliance, regulation, transportation, motor carriers, administrative practice and procedure, reporting and recordkeeping requirements, motor vehicle safety, fmcsa, penalties, investigations, maritime carriers, mexico, highway safety, freight forwarders, brokers, fmcsr, buses, hazardous materials transportation, highways and roads, intermodal transportation, moving of household goods

🚌FMCSA Proposes Removal of Obsolete Water Carrier References

FMCSA proposes to remove all obsolete references to "water carriers" in the FMCSA regulations (FMCSRs). FMCSA does not specifically regulate water carriers except to the extent that such carriers also engage in motor carrier operations. In such cases, the existing FMCSRs provide appropriate coverage of the carrier's motor carrier operations.

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Rule 30 May 2025 compliance, regulations, transportation, motor carriers, administrative practice and procedure, motor vehicle safety, fmcsa, penalties, highway safety, freight forwarders, brokers, hazardous materials transportation

📜Civil Penalties Schedule Update by FMCSA

FMCSA amends the Federal Motor Carrier Safety Regulations (FMCSRs) to remove the reference to rules under the Department of Transportation's "Procedures for Transportation Workplace Drug and Alcohol Testing Program" from the civil penalty schedule in the FMCSRs. Instead, the civil penalty schedule will refer solely to the part of the Code of Federal Regulations (CFR) where this program is incorporated into the FMCSRs. Because the rule does not impose any new material requirements or increase compliance obligations, it is issued without prior notice and opportunity for comment, pursuant to the good cause exception in the Administrative Procedure Act (APA).

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Proposed Rule 5 May 2025 compliance, regulations, banking, administrative practice and procedure, brokers, terrorism, financial institutions, banks, crime, cambodia, fincen, cryptocurrency, foreign banking, huione group, money laundering

🔒Proposed FinCEN Regulations on Huione Group's Money Laundering Risks

FinCEN is issuing a notice of proposed rulemaking (NPRM), pursuant to section 311 of the USA PATRIOT Act, that proposes prohibiting the opening or maintaining of a correspondent account in the United States for, or on behalf of, Huione Group, a foreign financial institution based in Cambodia found to be of primary money laundering concern. The NPRM also would require covered financial institutions to apply special due diligence to their foreign correspondent accounts that is reasonably designed to guard against their use to process transactions involving Huione Group.

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Notice 30 Apr 2025 compliance, regulation, motor carriers, insurance, freight forwarders, brokers, financial responsibility

🚛Financial Responsibility Requirements for Motor Carriers and Brokers

In accordance with the Paperwork Reduction Act of 1995, FMCSA announces its plan to submit the Information Collection Request (ICR) described below to the Office of Management and Budget (OMB) for review and approval. FMCSA requests approval to renew an ICR titled, "Financial Responsibility Motor Carriers, Freight Forwarders, and Brokers." The purpose of this ICR is to provide registered motor carriers, property brokers, and freight forwarders a means of meeting financial responsibility filing requirements. This ICR sets forth the financial responsibility documentation requirements for motor carriers, freight forwarders, and brokers as a result of Agency jurisdictional statutes. On January 6, 2025, FMCSA published a 60-day notice in the Federal Register announcing its intention to submit this ICR to OMB for renewal. FMCSA received two comments in response to the published notice.

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Rule 15 Apr 2025 compliance, regulation, government contracts, securities, banking, financial services, business and industry, electronic filing, administrative practice and procedure, accounting, reporting and recordkeeping requirements, aliens, intergovernmental relations, penalties, law enforcement, investigations, conflict of interests, small businesses, indians, treasury, authority delegations (government agencies), brokers, terrorism, banks, savings associations, crime, investment companies, gambling, holding companies, indians-tribal government, indians-law, citizenship and naturalization, insurance companies, time, commodity futures, currency, foreign currencies, foreign banking, government securities

📉Treasury Direct Final Rule on Eliminating Unnecessary Regulations

Pursuant to an Executive order, the Department of the Treasury (Treasury) is conducting a review of existing regulations, with the goal of reducing regulatory burden by revoking or revising existing regulations that meet the criteria set forth in the Executive order. In support of that objective, this direct final rule streamlines titles 12 and 31 of the Code of Federal Regulations (CFR) by removing regulations that are no longer necessary or no longer have any current or future applicability.

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Rule 26 Mar 2025 compliance, regulation, small business, securities, banking, business and industry, electronic filing, administrative practice and procedure, reporting and recordkeeping requirements, aliens, reporting requirements, intergovernmental relations, penalties, law enforcement, investigations, small businesses, indians, authority delegations (government agencies), brokers, terrorism, banks, savings associations, crime, investment companies, gambling, holding companies, indians-tribal government, indians-law, citizenship and naturalization, insurance companies, time, commodity futures, currency, foreign companies, foreign currencies, financial crimes enforcement, foreign banking, beneficial ownership

📄Update on Beneficial Ownership Reporting Requirements and Exemptions

FinCEN is adopting this interim final rule to narrow the existing beneficial ownership information (BOI) reporting requirements under the Corporate Transparency Act (CTA) to require only entities previously defined as "foreign reporting companies" to report BOI. Under this interim final rule, entities previously defined as "domestic reporting companies" are exempted from the reporting requirements and do not have to report BOI to FinCEN, or update or correct BOI previously reported to FinCEN. With limited exceptions, the interim final rule does not change the existing requirement for foreign reporting companies to file BOI reports, but it extends the deadline to file initial BOI reports, and to update or correct previously filed BOI reports, to 30 days from the date of this publication to give foreign reporting companies additional time to comply. However, the interim final rule exempts foreign reporting companies from having to report the BOI of any U.S. persons who are beneficial owners of the foreign reporting company and exempts U.S. persons from having to provide such information to any foreign reporting company for which they are a beneficial owner. FinCEN is accepting comments on this interim final rule. FinCEN will assess the exemptions, as appropriate, in light of those comments and intends to issue a final rule this year.

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Proposed Rule 19 Mar 2025 compliance, healthcare, regulation, consumer protection, administrative practice and procedure, reporting and recordkeeping requirements, sunshine act, intergovernmental relations, health care, conflict of interests, indians, medicaid, youth, civil rights, insurance, brokers, health records, health insurance, hospitals, technical assistance, individuals with disabilities, aged, organization and functions (government agencies), advertising, grant programs-health, taxes, sex discrimination, citizenship and naturalization, advisory committees, public assistance programs, grants administration, women, loan programs-health, state and local governments, enrollment, premium payments, health maintenance organizations (hmo), aca

🏥Proposed Rule for Marketplace Integrity Under the ACA

This proposed rule would revise standards relating to past-due premium payments; exclude Deferred Action for Childhood Arrivals recipients from the definition of "lawfully present"; the evidentiary standard HHS uses to assess an agent's, broker's, or web-broker's potential noncompliance; failure to file and reconcile; income eligibility verifications for premium tax credits and cost-sharing reductions; annual eligibility redetermination; the automatic reenrollment hierarchy; the annual open enrollment period; special enrollment periods; de minimis thresholds for the actuarial value for plans subject to essential health benefits (EHB) requirements and for income-based cost-sharing reduction plan variations; and the premium adjustment percentage methodology; and prohibit issuers of coverage subject to EHB requirements from providing coverage for sex-trait modification as an EHB.

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Compliance, Financial Regulation 22 Jan 2025 compliance, consumer protection, reporting and recordkeeping requirements, brokers, commodity futures, swaps, margins, cash management, customer protection, futures commission merchants

📉New Margin Requirements for Futures Commission Merchants Effective March 2025

The Commodity Futures Trading Commission (Commission or CFTC) is amending its regulations, adopted under the Commodity Exchange Act (CEA), to require a futures commission merchant (FCM) to ensure a customer does not withdraw funds from its account with the FCM if the balance in the account after the withdrawal would be insufficient to meet the customer's initial margin requirements; and relatedly, to permit an FCM, subject to certain requirements, to treat the separate accounts of a single customer as accounts of separate entities for purposes of certain Commission regulations.

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Regulatory Compliance, Financial Services 22 Jan 2025 consumer protection, reporting and recordkeeping requirements, financial compliance, brokers, cftc, commodity futures, swaps, customer funds, investment regulations, derivatives

📈CFTC Final Rule on Customer Funds Investment Regulations

The Commodity Futures Trading Commission ("Commission" or "CFTC") is amending its regulations governing the types of investments that futures commission merchants and derivatives clearing organizations may make with funds held for the benefit of customers engaging in futures, foreign futures, and cleared swaps transactions. The Commission is also revising asset-based and issuer-based concentration limits for the investment of customer funds. The Commission is also specifying market risk capital charges that a futures commission merchant must take on new investments added to the list of permitted investments in computing the firm's adjusted net capital. The amendments also revise regulations that require each futures commission merchant to report to the Commission, and to the firm's designated self-regulatory organization, the name, location, and amount of customer funds held by each depository, including any investments of customer funds held by the depository. Lastly, the Commission is eliminating the requirement that each depository holding customer funds must provide the Commission with read-only electronic access to such accounts for the futures commission merchant to treat the funds as customer segregated funds.

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Compliance, Regulatory Changes 21 Jan 2025 compliance, sec, regulations, securities, electronic filing, administrative practice and procedure, reporting and recordkeeping requirements, fraud, brokers, confidential business information, investment companies, broker-dealers, swaps, sros

📄SEC Mandates Electronic Filing for Regulatory Compliance

The Securities and Exchange Commission ("Commission" or "SEC") is amending its rules to require electronic filing or submission of certain forms and other filings or submissions that are required to be filed with or submitted to the Commission under the Securities Exchange Act of 1934 ("Exchange Act") and the rules and regulations under the Exchange Act. The amendments require the electronic filing or submission on the Commission's Electronic Data Gathering, Analysis, and Retrieval ("EDGAR") system, using structured data where appropriate, for certain forms filed or submitted by self- regulatory organizations ("SROs"). The amendments require the information currently contained in Form 19b-4(e) to be publicly posted on the SRO's website and remove the manual signature requirements for SRO proposed rule change filings. The Commission is also requiring that a clearing agency post supplemental material to its website. In addition, the Commission is amending rules under the Exchange Act and the Securities Act of 1933 ("Securities Act") to require the electronic filing or submission on EDGAR, using structured data where appropriate, of certain forms, reports, and notices provided by broker- dealers, security-based swap dealers, and major security-based swap participants. The amendments also require withdrawal in certain circumstances of notices filed in connection with an exception to counting certain dealing transactions toward determining whether a person is a security-based swap dealer. Finally, the Commission is allowing electronic signatures in certain broker-dealer filings, and amending the Financial and Operational Combined Uniform Single Report ("FOCUS Report") to harmonize with other rules, make technical corrections, and provide clarifications.

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