Notice 17 Jul 2025 regulatory changes, securities, options trading, box exchange, rebates, market share

📈BOX Exchange Adjusts Rebate Thresholds for Options Trading

The Securities and Exchange Commission announces a proposed rule change by BOX Exchange LLC to amend volume threshold percentages for rebates on non-auction transactions in multiply-listed options classes. This adjustment aims to enhance competitiveness and incentivize increased trading volumes among participants.

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Notice 27 Jun 2025 compliance, sec, united states, box exchange, regulatory updates, timestamp granularity

📊BOX Exchange Rule Change on Timestamp Granularity Compliance

The SEC has published a notice regarding the proposed rule change by BOX Exchange LLC to extend the expiration date for timestamp granularity exemptions from April 8, 2025, to April 8, 2030. This amendment aligns with the 2025 Timestamp Granularity Exemption, simplifying compliance for industry members using detailed timestamp data in their systems.

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Notice 9 Jun 2025 regulatory compliance, securities, box exchange, background checks, financial security, fingerprinting

🔒Proposed Rule Change for Fingerprint Processing at BOX Exchange

BOX Exchange LLC proposes changes to its fingerprint-based background check procedures to include a Live-Scan electronic system for enhanced security. This change aims to streamline compliance with federal regulations and improve the effectiveness of background checks for employees and independent contractors. The new system aligns with practices adopted by other national securities exchanges, ensuring the safety and security of Exchange operations.

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Notice 3 Jun 2025 sec, trading fees, financial regulation, box exchange, options market, public customer orders

📉BOX Exchange Proposes New Trading Fee Incentives for Public Orders

The SEC has accepted a proposed rule change from BOX Exchange to amend its fee schedule, introducing incentives for public customer auction and non-auction transactions. This change aims to enhance trading liquidity and provide participants with methods to qualify for lower fees and rebates based on national customer transaction volumes, thereby encouraging increased participation in the BOX Options Market.

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Notice 15 May 2025 sec, regulation, options trading, box exchange, financial markets, commodity-based trust shares

📈SEC Proposes Rule Change for Options on Commodity-Based Trust Shares

The SEC publishes a notice regarding a proposed rule change by BOX Exchange to amend trading regulations, specifically to permit options on Commodity-Based Trust Shares. This aims to enhance market efficiency and investor opportunities by aligning these options with existing ETF trading practices, reflecting a competitive environment in financial markets.

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Notice 6 Feb 2025 regulatory changes, securities exchange, box exchange, financial markets, transaction fees

📈BOX Exchange Proposes Increase in Manual Transaction Fees

The SEC has published a notice regarding BOX Exchange LLC's proposed rule change to amend the Fee Schedule, specifically increasing the manual transaction fees for Floor Market Makers in the BOX Options Market. This rule is designated for immediate effectiveness and invites comments from stakeholders about the change.

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Regulatory Compliance, Financial Implications 8 Jan 2025 sec, financial regulation, consolidated audit trail, box exchange, fee schedule, industry members