Rule 21 May 2025 consumer protection, banking, business compliance, law enforcement, cfpb, financial regulation, banks, national banks, credit unions, savings associations, state and local governments, state regulations

📑Rescission of State Notification Rules and Business Implications

This direct final rule rescinds the Consumer Financial Protection Bureau's (Bureau's) procedures by which a State official must notify the Bureau when the official takes an action to enforce the Consumer Financial Protection Act.

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Proposed Rule 13 May 2025 regulatory compliance, consumer protection, banking, administrative practice and procedure, law enforcement, consumer financial protection bureau, business law, banks, national banks, credit unions, savings associations, trade practices, adjudication, rules of practice

⚖️CFPB Proposed Rule

The Consumer Financial Protection Bureau (Bureau) is proposing to rescind the amendments it adopted to the Rules of Practice for Adjudication Proceedings (Rules of Practice) on February 22, 2022, and March 29, 2023.

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Proposed Rule 5 May 2025 compliance, regulations, banking, administrative practice and procedure, brokers, terrorism, financial institutions, banks, crime, cambodia, fincen, cryptocurrency, foreign banking, huione group, money laundering

🔒Proposed FinCEN Regulations on Huione Group's Money Laundering Risks

FinCEN is issuing a notice of proposed rulemaking (NPRM), pursuant to section 311 of the USA PATRIOT Act, that proposes prohibiting the opening or maintaining of a correspondent account in the United States for, or on behalf of, Huione Group, a foreign financial institution based in Cambodia found to be of primary money laundering concern. The NPRM also would require covered financial institutions to apply special due diligence to their foreign correspondent accounts that is reasonably designed to guard against their use to process transactions involving Huione Group.

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Proposed Rule 22 Apr 2025 securities, banking, federal reserve, administrative practice and procedure, reporting and recordkeeping requirements, financial institutions, banks, banking compliance, holding companies, federal reserve system, stress testing, capital regulation

💰Proposed Changes to Capital Plan Rule and Stress Capital Buffer

The Board is inviting public comment on a notice of proposed rulemaking (the proposal) that would amend the calculation of the Board's stress capital buffer requirement applicable to certain large bank holding companies, savings and loan holding companies, U.S. intermediate holding companies of foreign banking organizations, and nonbank financial companies supervised by the Board to reduce the volatility of the stress capital buffer requirement. The proposal would use the average of the maximum common equity tier 1 capital declines projected in each of the Board's prior two annual supervisory stress tests to inform a firm's stress capital buffer requirement. The proposal would also extend the annual effective date of the stress capital buffer requirement by one quarter, to January 1, to provide additional time for firms to comply with the requirement. In addition, the proposal would make changes to the FR Y-14A/Q/M reports to collect additional net income data that would improve the accuracy of the stress capital buffer requirement calculation, as well as remove data items that are no longer needed to conduct the supervisory stress test. The changes in the proposal are not designed to materially affect overall capital requirements and would decrease regulatory reporting burden.

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Rule 15 Apr 2025 compliance, regulation, government contracts, securities, banking, financial services, business and industry, electronic filing, administrative practice and procedure, accounting, reporting and recordkeeping requirements, aliens, intergovernmental relations, penalties, law enforcement, investigations, conflict of interests, small businesses, indians, treasury, authority delegations (government agencies), brokers, terrorism, banks, savings associations, crime, investment companies, gambling, holding companies, indians-tribal government, indians-law, citizenship and naturalization, insurance companies, time, commodity futures, currency, foreign currencies, foreign banking, government securities

📉Treasury Direct Final Rule on Eliminating Unnecessary Regulations

Pursuant to an Executive order, the Department of the Treasury (Treasury) is conducting a review of existing regulations, with the goal of reducing regulatory burden by revoking or revising existing regulations that meet the criteria set forth in the Executive order. In support of that objective, this direct final rule streamlines titles 12 and 31 of the Code of Federal Regulations (CFR) by removing regulations that are no longer necessary or no longer have any current or future applicability.

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Rule 2 Apr 2025 compliance, securities, banking, treasury, financial regulation, confidential business information, banks, data reporting, repo market, nccbr

📈New Compliance Requirements for Non-Centrally Cleared Repo Transactions

The Office of Financial Research (the "Office") within the U.S. Department of the Treasury ("Treasury") is extending the compliance date for certain financial companies to report to the Office certain non-centrally cleared bilateral transactions in the U.S. repurchase agreement ("repo") market. This data collection requires daily reporting to the Office by certain brokers, dealers, and other financial companies with large exposures to non-centrally cleared bilateral repo ("NCCBR") transactions.

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Rule 26 Mar 2025 compliance, regulation, small business, securities, banking, business and industry, electronic filing, administrative practice and procedure, reporting and recordkeeping requirements, aliens, reporting requirements, intergovernmental relations, penalties, law enforcement, investigations, small businesses, indians, authority delegations (government agencies), brokers, terrorism, banks, savings associations, crime, investment companies, gambling, holding companies, indians-tribal government, indians-law, citizenship and naturalization, insurance companies, time, commodity futures, currency, foreign companies, foreign currencies, financial crimes enforcement, foreign banking, beneficial ownership

📄Update on Beneficial Ownership Reporting Requirements and Exemptions

FinCEN is adopting this interim final rule to narrow the existing beneficial ownership information (BOI) reporting requirements under the Corporate Transparency Act (CTA) to require only entities previously defined as "foreign reporting companies" to report BOI. Under this interim final rule, entities previously defined as "domestic reporting companies" are exempted from the reporting requirements and do not have to report BOI to FinCEN, or update or correct BOI previously reported to FinCEN. With limited exceptions, the interim final rule does not change the existing requirement for foreign reporting companies to file BOI reports, but it extends the deadline to file initial BOI reports, and to update or correct previously filed BOI reports, to 30 days from the date of this publication to give foreign reporting companies additional time to comply. However, the interim final rule exempts foreign reporting companies from having to report the BOI of any U.S. persons who are beneficial owners of the foreign reporting company and exempts U.S. persons from having to provide such information to any foreign reporting company for which they are a beneficial owner. FinCEN is accepting comments on this interim final rule. FinCEN will assess the exemptions, as appropriate, in light of those comments and intends to issue a final rule this year.

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Rule 21 Mar 2025 recordkeeping, financial institutions, banking, penalties, imports, ofac, banks, treasury, regulatory compliance, cuba, licensing and registration, administrative practice and procedure, foreign trade, reporting and recordkeeping requirements, sanctions, exports

📜OFAC Extends Recordkeeping to 10 Years for Businesses

The Department of the Treasury's Office of Foreign Assets Control (OFAC) is issuing this final rule to adopt, without change, an interim final rule to amend the Reporting, Procedures and Penalties Regulations (the "Regulations"), extending certain recordkeeping requirements from five to 10 years, consistent with the statute of limitations for violations of certain sanctions administered by OFAC.

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Compliance, Financial Regulations 23 Jan 2025 compliance, financial regulations, irs, banks, bad debt reserves, us treasury

📊IRS Solicits Comments on Bad Debt Reserves Regulation Project TD 8513

The Internal Revenue Service, as part of its continuing effort to reduce paperwork and respondent burden, invites the general public and other federal agencies to take this opportunity to comment on proposed and/or continuing information collections, as required by the Paperwork Reduction Act of 1995. The IRS is soliciting comments concerning Bad Debt Reserves of Banks.

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Compliance, Regulatory Changes 17 Jan 2025 regulatory compliance, securities, banking, business and industry, electronic filing, administrative practice and procedure, reporting and recordkeeping requirements, business operations, aliens, inflation adjustment, penalties, law enforcement, investigations, small businesses, indians, authority delegations (government agencies), brokers, terrorism, banks, savings associations, investment companies, holding companies, indians-tribal government, indians-law, citizenship and naturalization, insurance companies, fincen, time, commodity futures, currency, financial penalties

⚖️FinCEN Final Rule

FinCEN is publishing this final rule to reflect inflation adjustments to its civil monetary penalties as mandated by the Federal Civil Penalties Inflation Adjustment Act of 1990, as amended. This rule adjusts certain maximum civil monetary penalties within the jurisdiction of FinCEN to the amounts required by that Act.

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