Notice 25 Sep 2025 exchanges, financial services, securities regulation, compliance, cboe, background checks

🕵️‍♂️Cboe Proposes Rule Change for Fingerprint-Based Background Checks

Cboe Exchange, Inc. proposes to amend Rule 7.10 to align with Section 17(f)(2) of the Securities Exchange Act, updating the requirements for fingerprint-based background checks on its personnel and contractors. The change seeks to enhance security by formalizing screening processes while excluding certain contractor classifications from existing fingerprint mandates.

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Notice 17 Sep 2025 business regulations, compliance, veterans affairs, childcare services, background checks

🛡️Regulation on Background Checks for Child Care Services by VA

Office of Acquisition and Logistics (OAL), Department of Veterans Affairs (VA), is announcing an opportunity for public comment on the proposed collection of certain information by the agency. Under the Paperwork Reduction Act (PRA) of 1995, Federal agencies are required to publish notice in the Federal Register concerning each proposed collection of information, including each proposed extension of a currently approved collection, and allow 60 days for public comment in response to the notice.

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Notice 23 Jul 2025 regulatory compliance, information collection, department of justice, background checks, appeals

📋Information Collection Notice

The Department of Justice (DOJ), Bureau of Alcohol, Tobacco, Firearms and Explosives (ATF), will be submitting the following information collection request to the Office of Management and Budget (OMB) for review and approval in accordance with the Paperwork Reduction Act of 1995.

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Notice 10 Jul 2025 regulatory compliance, information collection, department of justice, background checks

📄DOJ Notice on Appeals of Background Checks Information Collection

The Department of Justice (DOJ), Bureau of Alcohol, Tobacco, Firearms and Explosives (ATF), will be submitting the following information collection request to the Office of Management and Budget (OMB) for review and approval in accordance with the Paperwork Reduction Act of 1995.

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Notice 9 Jun 2025 regulatory compliance, securities, box exchange, background checks, financial security, fingerprinting

🔒Proposed Rule Change for Fingerprint Processing at BOX Exchange

BOX Exchange LLC proposes changes to its fingerprint-based background check procedures to include a Live-Scan electronic system for enhanced security. This change aims to streamline compliance with federal regulations and improve the effectiveness of background checks for employees and independent contractors. The new system aligns with practices adopted by other national securities exchanges, ensuring the safety and security of Exchange operations.

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Notice 5 May 2025 background checks, regulatory compliance, public comments, firearms, atf, doj

📜Notice on Appeals of Background Checks by ATF and DOJ

The Department of Justice (DOJ), The Bureau of Alcohol, Tobacco, Firearms and Explosives (ATF), will be submitting the following information collection request to the Office of Management and Budget (OMB) for review and approval in accordance with the Paperwork Reduction Act of 1995.

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Notice 5 May 2025 background checks, regulatory compliance, alcohol tobacco firearms, information collection, department of justice

📜Notice on Proposed Information Collection by the Department of Justice

The Department of Justice (DOJ), The Bureau of Alcohol, Tobacco, Firearms and Explosives (ATF), will be submitting the following information collection request to the Office of Management and Budget (OMB) for review and approval in accordance with the Paperwork Reduction Act of 1995.

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Notice 3 Apr 2025 compliance, federal regulations, employment, privacy, crime prevention, background checks

🔒Meeting Notice for National Crime Prevention and Privacy Compact Council

The purpose of this notice is to announce a meeting of the National Crime Prevention and Privacy Compact Council (Council) created by the National Crime Prevention and Privacy Compact Act of 1998 (Compact).

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