Notice 29 Aug 2025 compliance, sec, regulation, financial reporting, cboe, audit, tph

📊Cboe Proposes New Rule for Annual Audits from Trading Permit Holders

The Cboe Exchange proposes to update its rules for Trading Permit Holders (TPHs), mandating annual audited reports in alignment with SEC requirements. This aims to simplify compliance and enhance regulatory oversight, ensuring all TPHs follow consistent financial reporting standards, regardless of previous exemptions.

Learn More
Notice 18 Aug 2025 public meeting, governance, business regulation, finance, stakeholder engagement, tennessee, audit

🏢TVA Public Meeting Agenda and Implications for Businesses

The Tennessee Valley Authority Board of Directors will convene a public meeting in Knoxville, Tennessee, to discuss various agenda items, including finance reports, governance updates, and stakeholder engagement. The meeting will feature a public listening session where comments are invited, fostering transparency and participation from community members and local businesses.

Learn More
Notice 9 Jul 2025 compliance, trading, regulation, securities, financial services, fees, audit

📊Cboe C2 Exchange's Proposed Rule Change on CAT Fees

Cboe C2 Exchange has filed a significant proposal to amend its fee schedule for the Consolidated Audit Trail (CAT) Fund, aiming to establish necessary fees for industry members for July through December 2025. This is part of an ongoing effort to manage the costs related to the CAT, which captures all customer and order event data across markets.

Learn More
Notice 18 Mar 2025 compliance, regulation, public hearing, federal election commission, campaign finance, audit

🏛️Federal Election Commission Sunshine Act Notice - March 2025

The Federal Election Commission announces a hybrid public hearing to discuss the audit of John Curtis for Utah. Attendees can join in person or access it virtually. The hearing's status may change depending on the Commission's funding. Additional assistance for attendees requiring special accommodations is also provided.

Learn More