Notice
10 Mar 2025
compliance, sec, regulation, investment, financial management, advisory fees
📈SEC Notice on Advisory Fee Exemption for Investment Companies
The SEC has issued a notice regarding an application from ISQ Infrastructure Income Fund and I Squared Capital Registered Advisor LLC for an exemption allowing registered investment companies to pay advisory fees in shares of common stock instead of cash. The notice outlines the details of the application and the process for potential hearings.
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Notice
26 Feb 2025
harbourvest, sec, regulations, investment companies, advisory fees
📈SEC Notice on HarbourVest Investment Advisory Fee Exemption
The Securities and Exchange Commission has issued a notice regarding an application by HarbourVest Private Investments Fund and HarbourVest Registered Advisers L.P. seeking an exemption to permit the payment of investment advisory fees in common stock. The notice outlines the application process, additional contacts, and the implications of this potential regulatory change.
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