Notice
28 May 2025
sec, regulatory compliance, financial services, investment management, advisory agreements
🏦SEC Notice for Mercer Funds on Sub-Advisory Agreement Exemption
The Securities and Exchange Commission (SEC) has issued a notice regarding an application from Mercer Funds and Mercer Investments LLC for an exemption under the Investment Company Act. This exemption would allow the Trust's board of trustees to approve new and modified sub-advisory agreements without adhering to the traditional in-person meeting requirement. Interested parties may request a hearing on the application.
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Compliance, Regulatory
21 Jan 2025
sec, regulatory compliance, investment management, advisory agreements, etfs