15 Sep 2025
🏛️SEC Sunshine Act Meeting on Compliance and Investor Claims
Sunshine Act Meetings
Summary
The Securities and Exchange Commission will hold an Open Meeting to discuss matters including amendments to Form PF and a policy statement on arbitration provisions for investor claims under federal securities laws. This meeting will be open to the public and available via webcast, emphasizing transparency in regulatory proceedings.
Agencies
- Securities and Exchange Commission
Business Impact
$$ - Med
The meeting addresses regulatory matters that will affect compliance and procedural requirements, impacting how businesses manage filings and investor claims. Notably, discussions on amendments to Form PF and arbitration policies could have direct implications for business compliance strategies.