11 Jun 2025
📈SEC Notice on Compliance for Regulation Crowdfunding Intermediaries
Submission for OMB Review; Comment Request; Extension: Rules 300-304 of Regulation Crowdfunding (Intermediaries)
Summary
The SEC has announced a request for OMB review regarding the extension of information collection rules under Regulation Crowdfunding, detailing the compliance requirements for intermediaries facilitating securities sales. It emphasizes the operational and disclosure obligations intermediaries must fulfill to align with legal expectations, impacting investor engagement and operational procedures.
Agencies
- Securities and Exchange Commission
Business Impact
$$$ - High
The document outlines compliance requirements for intermediaries under Regulation Crowdfunding, impacting businesses seeking to raise capital. It highlights financial burdens and operational standards that intermediaries must adhere to, which can affect their services, fees, and operational strategies.