28 Feb 2025
📈SEC Requests OMB Review on Rule 6a-3 Compliance Requirements
Submission for OMB Review; Comment Request; Extension: Rule 6a-3
Summary
The Securities and Exchange Commission issued a notice regarding the extension of Rule 6a-3 under the Securities Exchange Act. This rule mandates national securities exchanges to report essential data and communications aimed at ensuring compliance and oversight. The notice invites public comments on the information collection process and emphasizes its necessity for effective regulatory functions.
Agencies
- Securities and Exchange Commission
Business Impact
$$ - Med
The regulatory notice involves compliance requirements for national securities exchanges under Rule 6a-3, necessitating the submission of specific information to the SEC. This has direct implications for business owners, as they must ensure adherence to reporting obligations for operational transparency and regulatory compliance.