4 Mar 2025
📄SEC Notices Extension Request for Rule 239 Compliance
Submission for OMB Review; Comment Request; Extension: Rule 239
Summary
The Securities and Exchange Commission has submitted a request for an extension of information collection under Rule 239, which provides exemptions for certain security-based swaps. The notice invites public comments on the relevance and burden of the information collection process to enhance its utility and minimize compliance costs for clearing agencies.
Agencies
- Securities and Exchange Commission
Business Impact
$$ - Med
The content pertains to regulatory requirements under Rule 239, which impacts clearing agencies handling security-based swaps. These agencies must comply by providing specific information, affecting their operational processes and potential costs associated with compliance.