1 Jul 2025
📈NYSE Notice of Filing for SBSEF Regulatory Amendments
Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Sixth Amended and Restated Certificate of Incorporation of Intercontinental Exchange, Inc. and Ninth Amended and Restated Certificate of Incorporation of Intercontinental Exchange Holdings, Inc.
Summary
The Securities and Exchange Commission has published a notice regarding proposed amendments to the Certificate of Incorporation for Intercontinental Exchange, Inc. and its holdings, aimed at ensuring compliance with regulations regarding security-based swap execution facilities. The changes also include an update of the registered office in Delaware and conforming provisions related to stockholder voting and ownership limits.
Agencies
- Securities and Exchange Commission
Business Impact
$$$ - High
The document details regulatory amendments impacting the governance of security-based swap execution facilities (SBSEFs) under the Exchange Act, affecting corporate voting and ownership structures. This is significant for businesses involved in trading or operating within the context of these facilities.