7 Feb 2025
đŸ“ˆNotice of Withdrawal of Proposed Options Regulatory Fee Waiver
Self-Regulatory Organizations; NYSE American, LLC; Notice of Withdrawal of a Proposed Rule Change To Waive the Options Regulatory Fee (ORF) for December 2024
Summary
The SEC issued a notice regarding the withdrawal of a proposed rule change by NYSE American, LLC, which aimed to waive the Options Regulatory Fee for December 2024. The proposal was temporarily suspended for review but ultimately was withdrawn shortly after its introduction. This development is crucial for stakeholders in the securities trading sector, impacting operational costs and regulatory compliance.
Agencies
- Securities and Exchange Commission
Business Impact
$$ - Med
The notice involves a withdrawal of a proposed rule to waive the Options Regulatory Fee (ORF) related to securities transactions, which affects businesses that engage with the NYSE American and their cost structures. This can influence financial planning and compliance strategies for businesses in the securities trading space.