1 Jul 2025
📈NYSE American Proposes Changes to Intercontinental Exchange Rules
Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Sixth Amended and Restated Certificate of Incorporation of Intercontinental Exchange, Inc. and Ninth Amended and Restated Certificate of Incorporation of Intercontinental Exchange Holdings, Inc.
Summary
The NYSE American seeks to amend the incorporation certificates of Intercontinental Exchange, Inc. and its holdings to comply with new regulations for security-based swap execution facilities, including adjustments to voting and ownership limitations. The proposal includes aligning operational procedures with federal standards and updating the registered office location in Delaware.
Agencies
- Securities and Exchange Commission
Business Impact
$$$ - High
The text discusses regulatory changes affecting the ownership and voting limitations of SBSEFs, which directly impacts business owners and executives involved with these exchanges. Compliance with new SEC regulations is crucial for maintaining operational legitimacy and could influence shareholder rights and corporate governance.