🏦Proposed Rule Change Impacting Security-Based Swap Facilities
Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Sixth Amended and Restated Certificate of Incorporation of Intercontinental Exchange, Inc. and Ninth Amended and Restated Certificate of Incorporation of Intercontinental Exchange Holdings, Inc.
Summary
The SEC has issued a notice regarding the proposed rule change by the NYSE to amend the Certificate of Incorporation for Intercontinental Exchange, reflecting new regulations for security-based swap execution facilities. The amendment aims to clarify ownership limitations and ensure compliance with applicable securities regulations. It also includes updates to the registered office address and other non-substantive changes.
Agencies
- Securities and Exchange Commission
Business Impact
$$ - Med
The text outlines proposed amendments to the Certificates of Incorporation for Intercontinental Exchange and its holdings, particularly focusing on compliance with regulations for security-based swap execution facilities, which may impact corporate governance and shareholder voting rights. This could create compliance requirements for businesses involved.