30 Jan 2025
📄SEC Information Collection on Rule 0-2 and Form ADV-NR Proposed Extension
Proposed Collection; Comment Request; Extension: Rule 0-2, Form ADV-NR
Agencies
- Securities and Exchange Commission
Business Impact
$$ - Med
The text outlines the SEC's proposed collection of information regarding Rule 0-2 and Form ADV-NR, which directly affects non-resident investment advisers and their partners. Compliance with these requirements is mandatory, and firms must ensure they are prepared to submit necessary documentation. Failure to comply could lead to legal repercussions.