10 Jan 2025
📄Compliance Requirements for UITs Under Rule 30e-2 Summary
Submission for OMB Review; Comment Request; Extension: Rule 30e-2
Agencies
- Securities and Exchange Commission
Business Impact
$$ - Med
The content outlines compliance requirements under Rule 30e-2, which directly impacts registered unit investment trusts (UITs) by mandating the submission of annual and semiannual reports. This entails a significant hourly burden and costs associated with compliance, highlighting essential financial reporting obligations for UITs that business owners must address.