30 Jan 2025
📈SEC Approves Key Regulatory Changes for Clearing Agencies
Self-Regulatory Organizations; The Depository Trust Company; Fixed Income Clearing Corporation; National Securities Clearing Corporation; Order Approving Proposed Rule Change To Amend the Clearing Agency Investment Policy
Agencies
- Securities and Exchange Commission
Business Impact
$$ - Med
The content outlines regulatory changes approved by the SEC that affect the investment policies of key Clearing Agencies. These changes include new requirements for the segregation of customer margin and allowable investments for businesses utilizing these clearing services, which may impact liquidity and risk management strategies for firms engaged in securities transactions.