31 Jan 2025
📊SEC Notice on Options Clearing Corp Risk Policies Update
Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update The Options Clearing Corporation's Risk Policies
Agencies
- Securities and Exchange Commission
Business Impact
$$ - Med
The proposed rule change updates the Risk Management Framework and policies of The Options Clearing Corporation, influencing compliance and regulatory responsibilities for business owners in the financial sector. It may indirectly affect Clearing Members and market participants' operational risks.