23 Jan 2025

💰Nasdaq MRX Proposes New Fees for Audit Trail Compliance in 2025

Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for 2025

Agencies

  • Securities and Exchange Commission

Business Impact ?

$$ - Med

The proposed rule change establishes fees for Industry Members related to the budgeted costs of the Consolidated Audit Trail, impacting financial planning and compliance. Businesses must budget for these new fees and adjust to regulatory changes expected in 2025.

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