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8 Jan 2025

📈Nasdaq BX Proposes Rule Change on Class and Series Definitions

Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Definitions of “Class” and “Series” To Harmonize Terms With Affiliated Exchanges

Agencies

  • Securities and Exchange Commission
  • N/A

Business Impact ?

$$ - Med

The proposed rule change by Nasdaq BX, Inc. aims to amend definitions that may impact how derivatives are categorized, potentially influencing trading strategies and financial compliance for businesses engaged in these markets. Immediate effectiveness indicates that businesses must adapt quickly to comply with new definitions by January 29, 2025.

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compliance securities financial regulations nasdaq rule change
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