23 Jan 2025
💼Nasdaq BX Proposes New Fees for Industry Members Effective 2025
Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for 2025
Agencies
- Securities and Exchange Commission
Business Impact
$$ - Med
The content outlines a proposed rule change establishing fees for Industry Members related to the Consolidated Audit Trail (CAT) costs, directly impacting financial compliance and operational costs for securities businesses. Businesses must consider these new fees as part of their compliance and operational budgeting.