8 Jan 2025
💰New Rule Filing for Audit Trail Fees Affecting Industry Members
Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for 2025
Agencies
- Securities and Exchange Commission
Business Impact
$$ - Med
The proposed rule change establishes fees for Industry Members, impacting financial obligations related to compliance with the Consolidated Audit Trail costs for 2025. This regulatory adjustment requires businesses to budget for these fees, directly affecting their financial planning and operations.