6 Jan 2025
💼SEC Notice
Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for 2025
Agencies
- Securities and Exchange Commission
Business Impact
$$ - Med
The proposed rule change establishes fees for Industry Members related to the CAT costs for 2025, directly impacting business owners and executives within the securities industry, as compliance will require adjustments to budget and operational strategies.