23 Jan 2025
📈Nasdaq ISE Proposal
Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for 2025
Agencies
- Securities and Exchange Commission
Business Impact
$$ - Med
The proposed rule change establishes fees for Industry Members related to the budgeted costs of the Consolidated Audit Trail (CAT) for 2025. This regulation directly affects financial compliance and operational costs for businesses engaging with Nasdaq ISE, mandating budget considerations for these fees.