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8 Jan 2025

💰SEC Notice

Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Transaction Pricing Schedule for Securities Priced Below $1.00

Agencies

  • Securities and Exchange Commission

Business Impact ?

$$ - Med

This notice involves a proposed rule change affecting transaction pricing for securities under $1.00, which impacts fees and rebates applicable to Members. Business owners and executives in trading or investment should prepare for changes in cost structures and liquidity provisions.

View Related Items ?

securities business compliance financial regulations fees investors exchange transaction pricing
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