8 Jul 2025

📄SEC Proposes Collection of Information for Financial Institutions

Proposed Collection; Comment Request; Request for New OMB Control Number: Form G-FIN, Form G-FINW, Form G-FIN-4, and Form G-FIN-5

Summary ?

The Securities and Exchange Commission (SEC) is requesting comments on the proposed collection of information through several new forms related to government securities activities. This notice pertains to compliance requirements for certain financial institutions, inviting feedback on the necessity and burden of the information collection and highlighting its importance for regulatory oversight.

Agencies

  • Securities and Exchange Commission

Business Impact ?

$$ - Med

The proposed collection of information via Forms G-FIN, G-FINW, G-FIN-4, and G-FIN-5 involves compliance requirements for financial institutions. It emphasizes the need for adherence to securities regulations, which have financial implications for businesses in the financial sector.

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