13 Mar 2025
📈SEC Rule 6h-1 Proposed Collection and Compliance Requirements
Proposed Collection; Comment Request; Extension: Rule 6h-1
Summary
The Securities and Exchange Commission (SEC) is requesting comments on the proposed extension of information collection related to Rule 6h-1, which mandates compliance for trading security futures products. The rule establishes listing standards that prevent price manipulation and coordinate trading halts, impacting national exchanges and associated business operations.
Agencies
- Securities and Exchange Commission
Business Impact
$$ - Med
The notice details compliance requirements for national securities exchanges and associations trading security futures products under Rule 6h-1, which imposes mandatory standards to mitigate price manipulation and coordinate trading halts. This affects business owners who operate in or with these markets, incurring compliance costs.