30 Jan 2025
📈SEC Proposes Extension of Rule 12b-1
Proposed Collection; Comment Request; Extension: Rule 12b-1
Agencies
- Securities and Exchange Commission
Business Impact
$$ - Med
The text outlines compliance requirements related to Rule 12b-1, which affects funds and their distribution expenses. Business owners need to be aware of regulatory oversight, approval processes, and cost implications associated with adopting or modifying a 12b-1 plan. This can directly impact fund operations and shareholder relations.