28 May 2025
📈Proposed Business Conduct Standards for Swap Dealers and Participants
Proposed Collection; Comment Request; Extension: Business Conduct Standards for Security-Based Swap Dealers and Major Security-Based Swap Participants
Summary
The SEC is seeking comments on proposed information collection related to business conduct standards for security-based swap dealers and major participants. This initiative aims to enhance transparency and investor protection within the security-based swap market, requiring detailed disclosures and compliance measures for involved entities.
Agencies
- Securities and Exchange Commission
Business Impact
$$$ - High
The document outlines compliance and regulatory requirements for security-based swap dealers and participants, specifically detailing business conduct standards to increase transparency and protect investors. This affects legal obligations and operational practices for businesses engaged in security-based swaps.