27 Mar 2025
📃Federal Reserve Notice on Exempted Transfer Agent Status
Proposed Agency Information Collection Activities; Comment Request
Summary
The Board of Governors of the Federal Reserve System (Board) invites comment on a proposal to extend for three years, without revision the Notice Claiming Status as an Exempted Transfer Agent (FR 4013; OMB No. 7100-0137).
Agencies
- Federal Reserve System
Business Impact
$$ - Med
The content involves compliance requirements for transfer agents regulated by the Federal Reserve, specifically regarding their status as exempted transfer agents. This has regulatory implications for businesses in the securities sector, especially those qualifying for exemptions under SEC regulations.