8 Aug 2025
📜SEC Notice on Regulatory Responsibility Allocation and Correction
Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Order Approving and Declaring Effective a Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and Green Impact Exchange, LLC; Correction
Summary
The Securities and Exchange Commission published a document in the Federal Register on July 23, 2025, concerning an Order Approving and Declaring Effective a Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and Green Impact Exchange, LLC. The document contained typographical errors in the title and text.
Agencies
- Securities and Exchange Commission
Business Impact
$$ - Med
The correction notice regarding the allocation of regulatory responsibilities highlights compliance requirements pertinent to businesses involved with the Financial Industry Regulatory Authority and Green Impact Exchange. The document affirms the regulatory framework that business owners must navigate to ensure adherence.