6 Feb 2025
📉Applications for Deregistration Under Investment Company Act
Deregistration Under Section 8(f) of the Investment Company Act of 1940
Summary
Applicant, a unit investment trust, seeks an order declaring that it has ceased to be an investment company. Applicant has never made a public offering of its securities and does not propose to make a public offering or engage in business of any kind. Filing Date: The application was filed on June 21, 2024. Applicant's Address: One American Row, Hartford, Connecticut 06103.
Agencies
- Securities and Exchange Commission
Business Impact
$$ - Med
The notice pertains to the deregistration of multiple investment companies, which may affect business owners and executives involved in investment management, compliance, and regulatory reporting. The process allows companies to formally cease operations, implying a reallocation of resources and potential financial implications for involved stakeholders.