4 Jun 2025
📈SEC Reviews Dream Exchange Holdings Inc. Registration Application
In the Matter of the Application of Dream Exchange Holdings, Inc. for Registration as a National Securities Exchange; Order Instituting Proceedings To Determine Whether To Grant or Deny an Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934
Summary
This notice details the SEC's proceedings regarding Dream Exchange Holdings, Inc.'s application for registration as a national securities exchange. It outlines DreamEx's trading platform's structure, compliance requirements under the Securities Exchange Act, and the potential grounds for denial of the application, inviting public comment on various aspects of the proposal.
Agencies
- Securities and Exchange Commission
Business Impact
$$$ - High
The document discusses an application for Dream Exchange Holdings, Inc. to register as a national securities exchange, involving compliance with the Securities Exchange Act. The implications extend to market participants needing to adapt to potential new trading structures and regulatory requirements.