3 Mar 2025
📈SEC Notice on Dream Exchange Holdings' Registration Application
Dream Exchange Holdings, Inc.; Notice of Filing of Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934
Summary
The SEC has published a notice to solicit comments on Dream Exchange Holdings, Inc.'s application for registration as a national securities exchange. The notice outlines Dream's governance structure, proposed trading system, and invites public comments regarding its compliance with the Securities Exchange Act of 1934 and related regulations.
Agencies
- Securities and Exchange Commission
Business Impact
$$$ - High
The SEC's notice regarding Dream Exchange Holdings' application for national securities exchange registration highlights compliance and regulatory requirements for businesses in the securities industry, impacting executives overseeing trading operations and regulatory adherence.