💼SEC Notice on Dream Exchange Holdings, Inc. Application for Registration
Dream Exchange Holdings, Inc.; Notice of Filing of Amendment No. 1 to an Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934
Summary
The Securities and Exchange Commission published a notice regarding Dream Exchange Holdings, Inc.'s application for registration as a national securities exchange. The notice invites public comments on the proposed exchange's operational structure, which includes a technology services agreement for its trading platform. The filing reflects updates to governance provisions and aims to ensure compliance with existing securities laws.
Agencies
- Securities and Exchange Commission
Business Impact
$$$ - High
The content relates to the registration of Dream Exchange Holdings, Inc. as a national securities exchange, which carries significant regulatory compliance implications for prospective market participants, such as broker-dealers. Businesses seeking to trade or operate within this exchange must adhere to new governance and operational standards outlined in the filing.